Sunday, February 28, 2016

Future State: A Simplified Checkpoint



Tempus Fugit.


Double-O-7, tortured and bleeding, whispered in the ears of Dr. Madeline Swann, "Tempus Fugit."  She then threw the time bomb devised by Q, towards the sinister Blofeld, for an explosive diversion and escape.  Indeed, time flies (in spite of the run-on tendencies). And here we are, somewhere at the midpoint of the term, where we have supposedly reinforced what we know, as we continue our learning journey of Enterprise Architecture.  As you can see from the diagram below, we're also midway towards the end of the navigational roadmap. A well-known effective devise, it's good to come up for air, and check where we've been, get our bearings straight, before we continue to dive again and learn some more.


A Good Day for Drawing.

Using Gartner's Navigational guide for EA (deliverables) above, I went ahead and worked on an exploded view of the future state area. Hopefully the diagram below serves to highlight what I think are the key playing components, when we are at that particular stage, focused on communicating future state. Things became more clear to me as I was drawing, and my purpose is to share and validate this clarity with readers.  At any rate, it was a good breakfast -- a typical weekend delight from my wife, and hopefully you'll agree that it served me well.




Where's the Customer?

Please make no mistake -- this picture embodies a customer focused philosophy.   Ironically, the customer labels are missing in the diagram. But this is by design, because everything in this model segment revolves around customer focus i.e. the spirit of the customer is everywhere. Internal customers, as organizational units work to serve each other, define the efficiencies and effectiveness of the business. Obviously, the actual business customer to which the organization evolves its business, is the reason for being -- our raison d'être. The vision of this business customer is critical to keeping the business organization alive in the ecosystem, such as the marketplace, or society in general.


Revisiting Business Context

The model also comes back to why we need a solid understanding of the business context for the organization, to which we develop and serve the enterprise architecture.  The Business Context gives us a clear view of the environment to which we will implement our initiatives; i.e. the operating model that the business has chosen, the organizational culture and capabilities in place, and the trends -- technology among others, to which the business needs to react and/or adapt. Moreover, the Business Context gives us a strong foothold with which we anchor our understanding of mission, goals, and strategies;  to which, in turn,  we work our architectures in pursuit of constant alignment. Note that I have placed the gears near the alignment box to indicate where I feel the bulk of the work of EA is done - as mentioned elsewhere I feel this area triggers the messy work of change management.


Stakeholder Viewpoints. Having your Cake and eating it too.

Viewpoints represent each group of stakeholders' interest on the architectures, i.e. a particular viewpoint takes a focused slice through any or all of the 4 layers of the future state (Business, Information, Application, Technology) -- to make sure that IT initiatives are taking care of stakeholders' concerns.  As architects, we need to precisely define these viewpoints, and deeply understand the nuances, because they serve to keep our communication lines with stakeholders crystal, to ensure that we evolve our architectures responsive to the key stakeholders' concerns. Indeed, when architects create these slices with the highest skill, it is possibly one of the few occasions when we can really say that we can have as many slices of the "cake", while we keep and wonder at the beautiful EA cake we made.


An Important Equation: Requirements = Capabilities.

The sets of business capabilities is the combination of processes, information, people, technology, and other enabling assets such as facilities and funds.  Business strategies are geared towards developing these capabilities in order to achieve mission and goals. Capability components are related to each other, as well as to the Business Context where they will eventually be applied. Such relationships imply key interfaces, and ultimately require a definition of responsibilities and ownership.  Achieving a comprehensive understanding of capabilities, therefore, allows the architect to have a clear picture of the set of business requirements which, in turn, defines a key driver for the architecture.


Principles. You can run -- but you can't hide.

There are many ways to logically organize and categorize principles. The Gartner conceptual matrix,  supplied in the class toolkit, nicely shows a summary form of how principles can cut across and map with other principles, e.g. business vs. information, and business vs. technology.  

You can, as an option, devise the architectures without thinking about the principles. But you got to be ready to run when you do.  Stakeholders will be waiting for you at the corners.  The diagram could have shown a bi-direction line connecting requirements and architecture. However, note that I only kept one direction, to illustrate retention mainly for the validation relationship from architecture back to requirements. As best practice, a true architect would shape the solution by looking at the requirements from a principled view. In short, capability requirements are designed into the architecture, not auto magically, but through the application of guiding principles that the organization has bought-in and understood.

Happily, these principles, once bought-in, facilitates the justification process for our architectures i.e. makes our lives as architects easier, in line with what was pointed out in class. We should never underestimate the power of these principles, nor should we understate and neglect the promotion of such. As architects, we should repeat these principles in our head, because these sets of principles are the stuff from which we make our magic. Part of our job is to constantly evangelize on the principles at play in the architectures that we provide.  At the end of the day,  those who will call these architected solutions "home",  will be more at peace -- knowing that what they have and use on a daily basis are based on solid rationale, which promotes confidence, that keeps them operationally strong and healthy. 

Maturity Growth Towards Mission and Goals.

Notice that the architecture maturity levels grow towards mission, goals, and strategies.  As the enterprise architecture matures, I should think that the organization will see the tighter alignment of IT initiatives with business vision and strategies. A happy event for sure, in which the organization incrementally reaps the benefits of their IT investments -- hopefully creating opportunities to pursue innovation, and in the process, reinforce the competitive posture of the company.

The IT Engagement Model and the Next Steps.

Clearly this way of thinking for future state communication promotes what Ross talks about as the IT engagement model. It gives us a picture of relationships, important to understanding the required governance mechanisms, which in turn, should ensure that business and IT projects will deliver on objectives. By highlighting mission, requirements, and principles, it is clear how this segment of the IT engagement model influences decisions and prioritization of projects; and provides guidance for solutions via enterprise architecture.   For senior management, such clarity reminds of key results and benefits, facilitates measurement, and helps maintain an encouraging view of how EA creates value. 

So, given these discussions, what artifacts are key in communicating future state, and how would you present these artifacts convincingly?

Good luck to all of us on our team submissions of Case Analysis Part 2.

Cheers, and keep it light.

Complementary blogs:

Other blogs for week 7 nicely complement this blog. Hasan's Business Context issues, Veena's abstraction levels of future state models, Susan's nuances of the architectural layers; Jonathan's discussion on principles, with caveats and the reference to IBM's sample for the financial sector;  and Swathika's take of conceptual details from week 6.


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